Account Protection

Investrade Discount Securities is a division of Regal Securities, Inc., a member of the Securities Investor Protection Corporation (SIPC), and as a member of the SIPC, funds are available to meet customer claims up to a maximum of $500,000 in cash and securities with a $100,000 cash maximum. In addition to SIPC protection, Penson Financial Services, Inc. maintains Excess SIPC insurance that covers the loss of customers' securities and cash (but does not protect against market losses), subject to certain conditions and limitations, up to an aggregate limit of $200,000,000 with a $900,000 cash maximum across all customer accounts.

Note: SIPC and Excess SIPC provide coverage against loss of securities and cash, not against market depreciation, fluctuation in market value of your securities or a trading loss. The SIPC brochure is available upon request or at www.sipc.org.

© Copyright 1998-2010 Investrade Discount Securities, a division of Regal Securities, Inc. Member FINRA/SIPC

The information on this web site is for discussion and information purposes only. All accounts accepted at the discretion of Investrade which accepts customer orders only on an unsolicited basis, and does not make any recommendations regarding any security or securities product with the possible exception of orders executed by our full service bond desk. Nothing contained herein should be considered as an offer to buy or sell any security or securities product. Systems response and account times may vary due to market conditions, system performance, and other factors.