Account Applications and Forms

  • Brokerage Accounts
  • IRA's
  • Cash Management
  • Account Management
Account Opening Forms

Individual Brokerage Account

Individual

Joint Account

Joint Account

Corporate Accounts

Corporate
Partnership
Limited Liability Corporation (LLC)
Sole Proprietorship

Trust, Custodian and Investment Clubs

Trust
Custodian
Investment Club

For International Accounts, please include:

W-8BEN
W-8BEN Instructions

For Resident Alien Accounts, please include:

W-9
Resident Alien Presence Test

Option Account Forms

Option Application
Option Trading by Retired Person
Option Trading in SDIRA
Option Spread Trading in SDIRA
Option Trading in a Custodial Account

Margin Account Forms

Margin Application & Disclosure

Auto Trading Forms

Auto Trading Authorization

Update Auto Trading Account Information
IRA Forms

Traditional or Rollover IRA

New Account Application & Customer Agreement
IRA Simplifier

Roth IRA

New Account Application & Customer Agreement
Roth IRA Simplifier

Coverdell ESA

New Account Application & Customer Agreement
ESA Simplifier

Simple IRA

New Account Application & Customer Agreement
Simple IRA Simplifier
Simple IRA Adoption Agreement
Simple IRA Basic Plan Document
Simple IRA Eligibility Form
Simple IRA Salary Reduction Agreement
Simple IRA Participation Notice & Summary Description

SEP IRA

New Account Application & Customer Agreement
SEP Adoption Agreement
SEP Plan Document
SEP Summary for Employees
SEP Eligibility Form
IRA Simplifier

Money Purchase Plan

New Account Application & Customer Agreement
Qualified Plan Basic Document
Basic Plan Description for Employees
Money Purchase Standardized Adoption Agreement
Qualified Plan Employee Data Worksheet
Guide to Establishing a Qualified Retirement Plan
Designation of Beneficiary

Profit Sharing Plan

New Account Application & Customer Agreement
Qualified Plan Basic Document
Profit Sharing Standardized Adoption Agreement
Qualified Plan Employee Data Worksheet
Guide to Establishing a Qualified Retirement Plan
Designation of Beneficiary

Solo 401(k)

New Account Application & Customer Agreement
401(k) Plan Description
Basic Plan Description for Employees
Super Simplified 401(k) Standardized Adoption Agreement
Qualified Plan Employee Data Worksheet
Guide to Establishing a Qualified Retirement Plan

IRA Deposits

IRA Deposit Form

IRA & Qualified Plan Distributions

IRA Distribution Form
Required Minimum Distribution Form
Roth IRA Distribution Form
Coverdell ESA Distribution Form
Qualified Plan Distribution Form

Roth Conversion

Roth Conversion Request

Option Risk Letters

Option Trading in a SDIRA
Option Spread Trading in a SDIRA

Beneficiary Change

Change of Beneficiary Form
Cash Management Account Forms

Priority Account

Priority Account Application (Legal Paper)

Priority Plus Account

Priority Plus + Spectrum Connect Account Application (Legal Paper)

Direct Deposit

Direct Deposit Authorization

Electronic Transfer (ACH)

Authorization for Electronic Transfer

 

Options involve risk and are not suitable for all investors. Certain requirements must be met to trade options through Investrade. On-line trading has inherent risks due to delay or loss of online services, system performance, market conditions, erroneous or unavailable market data. Investors should understand these and additional risks before trading. Before considering any option transaction, please read Characteristics and Risks of Standardized Options provided by the Options Clearing Corporation (OCC), available in Adobe Acrobat PDF format. A current copy may also be obtained by calling Investrade at 1-800-498-7120 or by mailing your request to Investrade Discount Securities, 950 Milwaukee Ave., Ste. 102, Glenview, IL 60025. Because of the importance of tax considerations, Investrade recommends consulting your tax advisor before contemplating any options transaction. Supporting documentation for any claims, comparison, recommendations, statistics, or other technical data, will be supplied upon request.