Account Applications and Forms
Important Notice About Required Minimum Distributions in IRAs
Request Forms
To request account forms, to be mailed to you, including IRA forms, please call our New Accounts Department at 1-800-498-7120.
- Brokerage Accounts
- IRA's
- Cash Management
- Account Management
- Auto Trading
Individual Brokerage Account |
Individual | Open an Account |
Joint Account |
Joint Account | Open an Account |
Corporate Accounts |
Corporate | |
| Partnership | ||
| Limited Liability Corporation (LLC) | ||
| Sole Proprietorship | ||
Trust, Custodian and Investment Clubs |
Trust | |
| Custodian | ||
| Investment Club | ||
For International Accounts*, please include: |
Important Information for International Accounts | |
| Foreign Account Due Diligence Questionnaire | ||
| W-8BEN | ||
| W-8BEN Instructions | ||
For Resident Alien Accounts, please include: |
W-9 | |
| Resident Alien Presence Test | ||
Option Account Forms |
Option Application | |
| Option and Spread Trading by Retired Person | ||
| Option and Spread Trading in SDIRA | ||
| Option Trading in a Custodial Account | ||
Margin Account Forms |
Margin Application & Disclosure | |
* We accept unsolicited accounts from non-U.S. residents from the following countries: Austria, Australia, China, Germany, Ireland, Luxembourg, Mexico, Netherlands, New Zealand, Singapore, South Africa, Switzerland and the United Kingdom (England, Northern Ireland, Scotland and Wales).
Priority Account |
Priority Account Application (Legal Paper) |
Priority Plus Account |
Priority Plus + Spectrum Connect Account Application (Legal Paper) |
Direct Deposit |
Direct Deposit Authorization |
Electronic Transfer (ACH) |
Authorization for Electronic Transfer |
Account Transfers |
Account Transfer Form |
Agreements, Privacy Notice, Information |
Customer Agreement |
| Margin Disclosure Statement | |
| Privacy Notice | |
| Direct Access Agreement | |
Power of Attorney |
Limited Power of Attorney (LPOA) |
Wire Transfers, Deposits & Check Requests |
Domestic Wire Transfer Request |
| International Wire Transfer Request | |
| Important Information Regarding Wire Transfers | |
| Check Request Form | |
| IRA Deposit Slip | |
Account Management |
Change of Address |
| Letter of Authorization to Journal Funds or Securities | |
| Irrevocable Stock Power Form | |
| IRA Beneficiary Change | |
| IRA Distribution Form | |
| Penny for the Lot Letter |
Trading Authorization |
Auto Trade Limited Trading Authorization Form |
Terms & Conditions |
Auto Trade Terms and Conditions |
Update Auto Trading Account |
Update AutoTrading Account Form |
